We are a specialized independent financial firm, focused on helping individuals build a solid financial foundation. Each of our clients has different backgrounds, financial knowledge, and objectives. We’ll work closely with you to understand your goals, discuss your concerns, and deliver a customized financial plan that reflects your specific needs. The following case studies highlight real-life examples of how we have helped individuals build a cohesive wealth management strategy. Working together, we will deliver professional, independent advice with your interests in mind.
We received a referral from the attorney of a married couple who had a portfolio in excess of $2 million. Dissatisfied with their current financial advisor and the lack of personalized attention to their needs, the couple wanted to reassess their strategy as they approached retirement. Specifically, their portfolio was overweighted in individual U.S. stocks, and was too aggressive for their situation.
Upon analyzing their portfolio, we recommended a more balanced strategy reflecting the couple’s need for greater diversification. Due to significant unrealized capital gains in the portfolio, we retained a number of existing stock positions to avoid any significant capital gains taxes. The couple appreciated our thoughtful and prudent approach to portfolio rebalancing and tax management.